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-Network Working Group M. Crispin
-Request for Comments: 5051 University of Washington
-Category: Standards Track October 2007
-
-
- i;unicode-casemap - Simple Unicode Collation Algorithm
-
-Status of This Memo
-
- This document specifies an Internet standards track protocol for the
- Internet community, and requests discussion and suggestions for
- improvements. Please refer to the current edition of the "Internet
- Official Protocol Standards" (STD 1) for the standardization state
- and status of this protocol. Distribution of this memo is unlimited.
-
-Abstract
-
- This document describes "i;unicode-casemap", a simple case-
- insensitive collation for Unicode strings. It provides equality,
- substring, and ordering operations.
-
-1. Introduction
-
- The "i;ascii-casemap" collation described in [COMPARATOR] is quite
- simple to implement and provides case-independent comparisons for the
- 26 Latin alphabetics. It is specified as the default and/or baseline
- comparator in some application protocols, e.g., [IMAP-SORT].
-
- However, the "i;ascii-casemap" collation does not produce
- satisfactory results with non-ASCII characters. It is possible, with
- a modest extension, to provide a more sophisticated collation with
- greater multilingual applicability than "i;ascii-casemap". This
- extension provides case-independent comparisons for a much greater
- number of characters. It also collates characters with diacriticals
- with the non-diacritical character forms.
-
- This collation, "i;unicode-casemap", is intended to be an alternative
- to, and preferred over, "i;ascii-casemap". It does not replace the
- "i;basic" collation described in [BASIC].
-
-2. Unicode Casemap Collation Description
-
- The "i;unicode-casemap" collation is a simple collation which is
- case-insensitive in its treatment of characters. It provides
- equality, substring, and ordering operations. The validity test
- operation returns "valid" for any input.
-
-
-
-
-
-Crispin Standards Track [Page 1]
-
-RFC 5051 i;unicode-casemap October 2007
-
-
- This collation allows strings in arbitrary (and mixed) character
- sets, as long as the character set for each string is identified and
- it is possible to convert the string to Unicode. Strings which have
- an unidentified character set and/or cannot be converted to Unicode
- are not rejected, but are treated as binary.
-
- Each input string is prepared by converting it to a "titlecased
- canonicalized UTF-8" string according to the following steps, using
- UnicodeData.txt ([UNICODE-DATA]):
-
- (1) A Unicode codepoint is obtained from the input string.
-
- (a) If the input string is in a known charset that can be
- converted to Unicode, a sequence in the string's charset
- is read and checked for validity according to the rules of
- that charset. If the sequence is valid, it is converted
- to a Unicode codepoint. Note that for input strings in
- UTF-8, the UTF-8 sequence must be valid according to the
- rules of [UTF-8]; e.g., overlong UTF-8 sequences are
- invalid.
-
- (b) If the input string is in an unknown charset, or an
- invalid sequence occurs in step (1)(a), conversion ceases.
- No further preparation is performed, and any partial
- preparation results are discarded. The original string is
- used unchanged with the i;octet comparator.
-
- (2) The following steps, using UnicodeData.txt ([UNICODE-DATA]),
- are performed on the resulting codepoint from step (1)(a).
-
- (a) If the codepoint has a titlecase property in
- UnicodeData.txt (this is normally the same as the
- uppercase property), the codepoint is converted to the
- codepoints in the titlecase property.
-
- (b) If the resulting codepoint from (2)(a) has a decomposition
- property of any type in UnicodeData.txt, the codepoint is
- converted to the codepoints in the decomposition property.
- This step is recursively applied to each of the resulting
- codepoints until no more decomposition is possible
- (effectively Normalization Form KD).
-
- Example: codepoint U+01C4 (LATIN CAPITAL LETTER DZ WITH CARON)
- has a titlecase property of U+01C5 (LATIN CAPITAL LETTER D
- WITH SMALL LETTER Z WITH CARON). Codepoint U+01C5 has a
- decomposition property of U+0044 (LATIN CAPITAL LETTER D)
- U+017E (LATIN SMALL LETTER Z WITH CARON). U+017E has a
- decomposition property of U+007A (LATIN SMALL LETTER Z) U+030c
-
-
-
-Crispin Standards Track [Page 2]
-
-RFC 5051 i;unicode-casemap October 2007
-
-
- (COMBINING CARON). Neither U+0044, U+007A, nor U+030C have
- any decomposition properties. Therefore, U+01C4 is converted
- to U+0044 U+007A U+030C by this step.
-
- (3) The resulting codepoint(s) from step (2) is/are appended, in
- UTF-8 format, to the "titlecased canonicalized UTF-8" string.
-
- (4) Repeat from step (1) until there is no more data in the input
- string.
-
- Following the above preparation process on each string, the equality,
- ordering, and substring operations are as for i;octet.
-
- It is permitted to use an alternative implementation of the above
- preparation process if it produces the same results. For example, it
- may be more convenient for an implementation to convert all input
- strings to a sequence of UTF-16 or UTF-32 values prior to performing
- any of the step (2) actions. Similarly, if all input strings are (or
- are convertible to) Unicode, it may be possible to use UTF-32 as an
- alternative to UTF-8 in step (3).
-
- Note: UTF-16 is unsuitable as an alternative to UTF-8 in step (3),
- because UTF-16 surrogates will cause i;octet to collate codepoints
- U+E0000 through U+FFFF after non-BMP codepoints.
-
- This collation is not locale sensitive. Consequently, care should be
- taken when using OS-supplied functions to implement this collation.
- Functions such as strcasecmp and toupper are sometimes locale
- sensitive and may inconsistently casemap letters.
-
- The i;unicode-casemap collation is well suited to use with many
- Internet protocols and computer languages. Use with natural language
- is often inappropriate; even though the collation apparently supports
- languages such as Swahili and English, in real-world use it tends to
- mis-sort a number of types of string:
-
- o people and place names containing scripts that are not collated
- according to "alphabetical order".
- o words with characters that have diacriticals. However,
- i;unicode-casemap generally does a better job than i;ascii-casemap
- for most (but not all) languages. For example, German umlaut
- letters will sort correctly, but some Scandinavian letters will
- not.
- o names such as "Lloyd" (which in Welsh sorts after "Lyon", unlike
- in English),
- o strings containing other non-letter symbols; e.g., euro and pound
- sterling symbols, quotation marks other than '"', dashes/hyphens,
- etc.
-
-
-
-Crispin Standards Track [Page 3]
-
-RFC 5051 i;unicode-casemap October 2007
-
-
-3. Unicode Casemap Collation Registration
-
- <?xml version='1.0'?>
- <!DOCTYPE collation SYSTEM 'collationreg.dtd'>
- <collation rfc="5051" scope="global" intendedUse="common">
- <identifier>i;unicode-casemap</identifier>
- <title>Unicode Casemap</title>
- <operations>equality order substring</operations>
- <specification>RFC 5051</specification>
- <owner>IETF</owner>
- <submitter>mrc@cac.washington.edu</submitter>
- </collation>
-
-4. Security Considerations
-
- The security considerations for [UTF-8], [STRINGPREP], and [UNICODE-
- SECURITY] apply and are normative to this specification.
-
- The results from this comparator will vary depending upon the
- implementation for several reasons. Implementations MUST consider
- whether these possibilities are a problem for their use case:
-
- 1) New characters added in Unicode may have decomposition or
- titlecase properties that will not be known to an implementation
- based upon an older revision of Unicode. This impacts step (2).
-
- 2) Step (2)(b) defines a subset of Normalization Form KD (NFKD) that
- does not require normalization of out-of-order diacriticals.
- However, an implementation MAY use an NFKD library routine that
- does such normalization. This impacts step (2)(b) and possibly
- also step (1)(a), and is an issue only with ill-formed UTF-8
- input.
-
- 3) The set of charsets handled in step (1)(a) is open-ended. UTF-8
- (and, by extension, US-ASCII) are the only mandatory-to-implement
- charsets. This impacts step (1)(a).
-
- Implementations SHOULD, as far as feasible, support all the
- charsets they are likely to encounter in the input data, in order
- to avoid poor collation caused by the fall through to the (1)(b)
- rule.
-
- 4) Other charsets may have revisions which add new characters that
- are not known to an implementation based upon an older revision.
- This impacts step (1)(a) and possibly also step (1)(b).
-
-
-
-
-
-
-Crispin Standards Track [Page 4]
-
-RFC 5051 i;unicode-casemap October 2007
-
-
- An attacker may create input that is ill-formed or in an unknown
- charset, with the intention of impacting the results of this
- comparator or exploiting other parts of the system which process this
- input in different ways. Note, however, that even well-formed data
- in a known charset can impact the result of this comparator in
- unexpected ways. For example, an attacker can substitute U+0041
- (LATIN CAPITAL LETTER A) with U+0391 (GREEK CAPITAL LETTER ALPHA) or
- U+0410 (CYRILLIC CAPITAL LETTER A) in the intention of causing a
- non-match of strings which visually appear the same and/or causing
- the string to appear elsewhere in a sort.
-
-5. IANA Considerations
-
- The i;unicode-casemap collation defined in section 2 has been added
- to the registry of collations defined in [COMPARATOR].
-
-6. Normative References
-
- [COMPARATOR] Newman, C., Duerst, M., and A. Gulbrandsen,
- "Internet Application Protocol Collation
- Registry", RFC 4790, February 2007.
-
- [STRINGPREP] Hoffman, P. and M. Blanchet, "Preparation of
- Internationalized Strings ("stringprep")", RFC
- 3454, December 2002.
-
- [UTF-8] Yergeau, F., "UTF-8, a transformation format of
- ISO 10646", STD 63, RFC 3629, November 2003.
-
- [UNICODE-DATA] <http://www.unicode.org/Public/UNIDATA/
- UnicodeData.txt>
-
- Although the UnicodeData.txt file referenced
- here is part of the Unicode standard, it is
- subject to change as new characters are added
- to Unicode and errors are corrected in Unicode
- revisions. As a result, it may be less stable
- than might otherwise be implied by the
- standards status of this specification.
-
- [UNICODE-SECURITY] Davis, M. and M. Suignard, "Unicode Security
- Considerations", February 2006,
- <http://www.unicode.org/reports/tr36/>.
-
-
-
-
-
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-
-
-Crispin Standards Track [Page 5]
-
-RFC 5051 i;unicode-casemap October 2007
-
-
-7. Informative References
-
- [BASIC] Newman, C., Duerst, M., and A. Gulbrandsen,
- "i;basic - the Unicode Collation Algorithm",
- Work in Progress, March 2007.
-
- [IMAP-SORT] Crispin, M. and K. Murchison, "Internet Message
- Access Protocol - SORT and THREAD Extensions",
- Work in Progress, September 2007.
-
-Author's Address
-
- Mark R. Crispin
- Networks and Distributed Computing
- University of Washington
- 4545 15th Avenue NE
- Seattle, WA 98105-4527
-
- Phone: +1 (206) 543-5762
- EMail: MRC@CAC.Washington.EDU
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-Crispin Standards Track [Page 6]
-
-RFC 5051 i;unicode-casemap October 2007
-
-
-Full Copyright Statement
-
- Copyright (C) The IETF Trust (2007).
-
- This document is subject to the rights, licenses and restrictions
- contained in BCP 78, and except as set forth therein, the authors
- retain all their rights.
-
- This document and the information contained herein are provided on an
- "AS IS" basis and THE CONTRIBUTOR, THE ORGANIZATION HE/SHE REPRESENTS
- OR IS SPONSORED BY (IF ANY), THE INTERNET SOCIETY, THE IETF TRUST AND
- THE INTERNET ENGINEERING TASK FORCE DISCLAIM ALL WARRANTIES, EXPRESS
- OR IMPLIED, INCLUDING BUT NOT LIMITED TO ANY WARRANTY THAT THE USE OF
- THE INFORMATION HEREIN WILL NOT INFRINGE ANY RIGHTS OR ANY IMPLIED
- WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE.
-
-Intellectual Property
-
- The IETF takes no position regarding the validity or scope of any
- Intellectual Property Rights or other rights that might be claimed to
- pertain to the implementation or use of the technology described in
- this document or the extent to which any license under such rights
- might or might not be available; nor does it represent that it has
- made any independent effort to identify any such rights. Information
- on the procedures with respect to rights in RFC documents can be
- found in BCP 78 and BCP 79.
-
- Copies of IPR disclosures made to the IETF Secretariat and any
- assurances of licenses to be made available, or the result of an
- attempt made to obtain a general license or permission for the use of
- such proprietary rights by implementers or users of this
- specification can be obtained from the IETF on-line IPR repository at
- http://www.ietf.org/ipr.
-
- The IETF invites any interested party to bring to its attention any
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- this standard. Please address the information to the IETF at
- ietf-ipr@ietf.org.
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-Crispin Standards Track [Page 7]
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