Performance Testing Rails Applications
======================================

This guide covers the various ways of performance testing a Ruby on Rails
application. By referring to this guide, you will be able to:

* Understand the various types of benchmarking and profiling metrics.
* Generate performance and benchmarking tests.
* Install and use a GC-patched Ruby binary to measure memory usage and object
  allocation.
* Understand the benchmarking information provided by Rails inside the log files.
* Learn about various tools facilitating benchmarking and profiling.

Performance testing is an integral part of the development cycle. It is very
important that you don't make your end users wait for too long before the page
is completely loaded. Ensuring a pleasant browsing experience for end users and
cutting the cost of unnecessary hardware is important for any non-trivial web
application.

--------------------------------------------------------------------------------

Performance Test Cases
----------------------

Rails performance tests are a special type of integration tests, designed for
benchmarking and profiling the test code. With performance tests, you can
determine where your application's memory or speed problems are coming from,
and get a more in-depth picture of those problems.

In a freshly generated Rails application, `test/performance/browsing_test.rb`
contains an example of a performance test:

```ruby
require 'test_helper'
require 'rails/performance_test_help'

class BrowsingTest < ActionDispatch::PerformanceTest
  # Refer to the documentation for all available options
  # self.profile_options = { runs: 5, metrics: [:wall_time, :memory],
  #                          output: 'tmp/performance', formats: [:flat] }

  test "homepage" do
    get '/'
  end
end
```

This example is a simple performance test case for profiling a GET request to
the application's homepage.

### Generating Performance Tests

Rails provides a generator called `performance_test` for creating new
performance tests:

```bash
$ rails generate performance_test homepage
```

This generates `homepage_test.rb` in the `test/performance` directory:

```ruby
require 'test_helper'
require 'rails/performance_test_help'

class HomepageTest < ActionDispatch::PerformanceTest
  # Refer to the documentation for all available options
  # self.profile_options = { :runs => 5, :metrics => [:wall_time, :memory],
  #                          :output => 'tmp/performance', :formats => [:flat] }

  test "homepage" do
    get '/'
  end
end
```

### Examples

Let's assume your application has the following controller and model:

```ruby
# routes.rb
root to: 'home#dashboard'
resources :posts

# home_controller.rb
class HomeController < ApplicationController
  def dashboard
    @users = User.last_ten.includes(:avatars)
    @posts = Post.all_today
  end
end

# posts_controller.rb
class PostsController < ApplicationController
  def create
    @post = Post.create(params[:post])
    redirect_to(@post)
  end
end

# post.rb
class Post < ActiveRecord::Base
  before_save :recalculate_costly_stats

  def slow_method
    # I fire gallzilion queries sleeping all around
  end

  private

  def recalculate_costly_stats
    # CPU heavy calculations
  end
end
```

#### Controller Example

Because performance tests are a special kind of integration test, you can use
the `get` and `post` methods in them.

Here's the performance test for `HomeController#dashboard` and
`PostsController#create`:

```ruby
require 'test_helper'
require 'rails/performance_test_help'

class PostPerformanceTest < ActionDispatch::PerformanceTest
  def setup
    # Application requires logged-in user
    login_as(:lifo)
  end

  test "homepage" do
    get '/dashboard'
  end

  test "creating new post" do
    post '/posts', post: { body: 'lifo is fooling you' }
  end
end
```

You can find more details about the `get` and `post` methods in the
[Testing Rails Applications](testing.html) guide.

#### Model Example

Even though the performance tests are integration tests and hence closer to
the request/response cycle by nature, you can still performance test pure model
code.

Performance test for `Post` model:

```ruby
require 'test_helper'
require 'rails/performance_test_help'

class PostModelTest < ActionDispatch::PerformanceTest
  test "creation" do
    Post.create body: 'still fooling you', cost: '100'
  end

  test "slow method" do
    # Using posts(:awesome) fixture
    posts(:awesome).slow_method
  end
end
```

### Modes

Performance tests can be run in two modes: Benchmarking and Profiling.

#### Benchmarking

Benchmarking makes it easy to quickly gather a few metrics about each test run.
By default, each test case is run **4 times** in benchmarking mode.

To run performance tests in benchmarking mode:

```bash
$ rake test:benchmark
```

#### Profiling

Profiling allows you to make an in-depth analysis of each of your tests by using
an external profiler. Depending on your Ruby interpreter, this profiler can be
native (Rubinius, JRuby) or not (MRI, which uses RubyProf). By default, each
test case is run **once** in profiling mode.

To run performance tests in profiling mode:

```bash
$ rake test:profile
```

### Metrics

Benchmarking and profiling run performance tests and give you multiple metrics.
The availability of each metric is determined by the interpreter being used—none
of them support all metrics—and by the mode in use. A brief description of each
metric and their availability across interpreters/modes is given below.

#### Wall Time

Wall time measures the real world time elapsed during the test run. It is
affected by any other processes concurrently running on the system.

#### Process Time

Process time measures the time taken by the process. It is unaffected by any
other processes running concurrently on the same system. Hence, process time
is likely to be constant for any given performance test, irrespective of the
machine load.

#### CPU Time

Similar to process time, but leverages the more accurate CPU clock counter
available on the Pentium and PowerPC platforms.

#### User Time

User time measures the amount of time the CPU spent in user-mode, i.e. within
the process. This is not affected by other processes and by the time it possibly
spends blocked.

#### Memory

Memory measures the amount of memory used for the performance test case.

#### Objects

Objects measures the number of objects allocated for the performance test case.

#### GC Runs

GC Runs measures the number of times GC was invoked for the performance test case.

#### GC Time

GC Time measures the amount of time spent in GC for the performance test case.

#### Metric Availability

##### Benchmarking

| Interpreter  | Wall Time | Process Time | CPU Time | User Time | Memory | Objects | GC Runs | GC Time |
| ------------ | --------- | ------------ | -------- | --------- | ------ | ------- | ------- | ------- |
| **MRI**      | yes       | yes          | yes      | no        | yes    | yes     | yes     | yes     |
| **REE**      | yes       | yes          | yes      | no        | yes    | yes     | yes     | yes     |
| **Rubinius** | yes       | no           | no       | no        | yes    | yes     | yes     | yes     |
| **JRuby**    | yes       | no           | no       | yes       | yes    | yes     | yes     | yes     |

##### Profiling

| Interpreter  | Wall Time | Process Time | CPU Time | User Time | Memory | Objects | GC Runs | GC Time |
| ------------ | --------- | ------------ | -------- | --------- | ------ | ------- | ------- | ------- |
| **MRI**      | yes       | yes          | no       | no        | yes    | yes     | yes     | yes     |
| **REE**      | yes       | yes          | no       | no        | yes    | yes     | yes     | yes     |
| **Rubinius** | yes       | no           | no       | no        | no     | no      | no      | no      |
| **JRuby**    | yes       | no           | no       | no        | no     | no      | no      | no      |

NOTE: To profile under JRuby you'll need to run `export JRUBY_OPTS="-Xlaunch.inproc=false --profile.api"`
**before** the performance tests.

### Understanding the Output

Performance tests generate different outputs inside `tmp/performance` directory
depending on their mode and metric.

#### Benchmarking

In benchmarking mode, performance tests generate two types of outputs.

##### Command Line

This is the primary form of output in benchmarking mode. Example:

```bash
BrowsingTest#test_homepage (31 ms warmup)
           wall_time: 6 ms
              memory: 437.27 KB
             objects: 5,514
             gc_runs: 0
             gc_time: 19 ms
```

##### CSV Files

Performance test results are also appended to `.csv` files inside `tmp/performance`.
For example, running the default `BrowsingTest#test_homepage` will generate
following five files:

* BrowsingTest#test_homepage_gc_runs.csv
* BrowsingTest#test_homepage_gc_time.csv
* BrowsingTest#test_homepage_memory.csv
* BrowsingTest#test_homepage_objects.csv
* BrowsingTest#test_homepage_wall_time.csv

As the results are appended to these files each time the performance tests are
run in benchmarking mode, you can collect data over a period of time. This can
be very helpful in analyzing the effects of code changes.

Sample output of `BrowsingTest#test_homepage_wall_time.csv`:

```bash
measurement,created_at,app,rails,ruby,platform
0.00738224999999992,2009-01-08T03:40:29Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00755874999999984,2009-01-08T03:46:18Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00762099999999993,2009-01-08T03:49:25Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00603075000000008,2009-01-08T04:03:29Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00619899999999995,2009-01-08T04:03:53Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00755449999999991,2009-01-08T04:04:55Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00595999999999997,2009-01-08T04:05:06Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00740450000000004,2009-01-09T03:54:47Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00603150000000008,2009-01-09T03:54:57Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
0.00771250000000012,2009-01-09T15:46:03Z,,3.0.0,ruby-1.8.7.249,x86_64-linux
```

#### Profiling

In profiling mode, performance tests can generate multiple types of outputs.
The command line output is always presented but support for the others is
dependent on the interpreter in use. A brief description of each type and
their availability across interpreters is given below.

##### Command Line

This is a very basic form of output in profiling mode:

```bash
BrowsingTest#test_homepage (58 ms warmup)
        process_time: 63 ms
              memory: 832.13 KB
             objects: 7,882
```

##### Flat

Flat output shows the metric—time, memory, etc—measure in each method.
[Check Ruby-Prof documentation for a better explanation](http://ruby-prof.rubyforge.org/files/examples/flat_txt.html).

##### Graph

Graph output shows the metric measure in each method, which methods call it and
which methods it calls. [Check Ruby-Prof documentation for a better explanation](http://ruby-prof.rubyforge.org/files/examples/graph_txt.html).

##### Tree

Tree output is profiling information in calltree format for use by [kcachegrind](http://kcachegrind.sourceforge.net/html/Home.html)
and similar tools.

##### Output Availability

|              | Flat | Graph | Tree |
| ------------ | ---- | ----- | ---- |
| **MRI**      | yes  | yes   | yes  |
| **REE**      | yes  | yes   | yes  |
| **Rubinius** | yes  | yes   | no   |
| **JRuby**    | yes  | yes   | no   |

### Tuning Test Runs

Test runs can be tuned by setting the `profile_options` class variable on your
test class.

```ruby
require 'test_helper'
require 'rails/performance_test_help'

class BrowsingTest < ActionDispatch::PerformanceTest
  self.profile_options = { runs: 5, metrics: [:wall_time, :memory] }

  test "homepage"
    get '/'
  end
end
```

In this example, the test would run 5 times and measure wall time and memory.
There are a few configurable options:

| Option     | Description                                | Default                       | Mode      |
| ---------- | ------------------------------------------ | ----------------------------- | --------- |
| `:runs`    | Number of runs.                            | Benchmarking: 4, Profiling: 1 | Both      |
| `:output`  | Directory to use when writing the results. | `tmp/performance`             | Both      |
| `:metrics` | Metrics to use.                            | See below.                    | Both      |
| `:formats` | Formats to output to.                      | See below.                    | Profiling |

Metrics and formats have different defaults depending on the interpreter in use.

| Interpreter    | Mode         | Default metrics                                         | Default formats                                 |
| -------------- | ------------ | ------------------------------------------------------- | ----------------------------------------------- |
| **MRI/REE**    | Benchmarking | `[:wall_time, :memory, :objects, :gc_runs, :gc_time]`   | N/A                                             |
|                | Profiling    | `[:process_time, :memory, :objects]`                    | `[:flat, :graph_html, :call_tree, :call_stack]` |
| **Rubinius**   | Benchmarking | `[:wall_time, :memory, :objects, :gc_runs, :gc_time]`   | N/A                                             |
|                | Profiling    | `[:wall_time]`                                          | `[:flat, :graph]`                               |
| **JRuby**      | Benchmarking | `[:wall_time, :user_time, :memory, :gc_runs, :gc_time]` | N/A                                             |
|                | Profiling    | `[:wall_time]`                                          | `[:flat, :graph]`                               |

As you've probably noticed by now, metrics and formats are specified using a
symbol array with each name [underscored.](http://api.rubyonrails.org/classes/String.html#method-i-underscore)

### Performance Test Environment

Performance tests are run in the `test` environment. But running performance
tests will set the following configuration parameters:

```bash
ActionController::Base.perform_caching = true
ActiveSupport::Dependencies.mechanism = :require
Rails.logger.level = ActiveSupport::BufferedLogger::INFO
```

As `ActionController::Base.perform_caching` is set to `true`, performance tests
will behave much as they do in the `production` environment.

### Installing GC-Patched MRI

To get the best from Rails' performance tests under MRI, you'll need to build
a special Ruby binary with some super powers.

The recommended patches for each MRI version are:

| Version         | Patch     |
| --------------- | --------- |
| 1.8.6           | ruby186gc |
| 1.8.7           | ruby187gc |
| 1.9.2 and above | gcdata    |

All of these can be found on [RVM's _patches_ directory](https://github.com/wayneeseguin/rvm/tree/master/patches/ruby)
under each specific interpreter version.

Concerning the installation itself, you can either do this easily by using
[RVM](http://rvm.beginrescueend.com) or you can build everything from source,
which is a little bit harder.

#### Install Using RVM

The process of installing a patched Ruby interpreter is very easy if you let RVM
do the hard work. All of the following RVM commands will provide you with a
patched Ruby interpreter:

```bash
$ rvm install 1.9.2-p180 --patch gcdata
$ rvm install 1.8.7 --patch ruby187gc
$ rvm install 1.9.2-p180 --patch ~/Downloads/downloaded_gcdata_patch.patch
```

You can even keep your regular interpreter by assigning a name to the patched
one:

```bash
$ rvm install 1.9.2-p180 --patch gcdata --name gcdata
$ rvm use 1.9.2-p180 # your regular ruby
$ rvm use 1.9.2-p180-gcdata # your patched ruby
```

And it's done! You have installed a patched Ruby interpreter.

#### Install From Source

This process is a bit more complicated, but straightforward nonetheless. If
you've never compiled a Ruby binary before, follow these steps to build a
Ruby binary inside your home directory.

##### Download and Extract

```bash
$ mkdir rubygc
$ wget <the version you want from ftp://ftp.ruby-lang.org/pub/ruby>
$ tar -xzvf <ruby-version.tar.gz>
$ cd <ruby-version>
```

##### Apply the Patch

```bash
$ curl http://github.com/wayneeseguin/rvm/raw/master/patches/ruby/1.9.2/p180/gcdata.patch | patch -p0 # if you're on 1.9.2!
$ curl http://github.com/wayneeseguin/rvm/raw/master/patches/ruby/1.8.7/ruby187gc.patch | patch -p0 # if you're on 1.8.7!
```

##### Configure and Install

The following will install Ruby in your home directory's `/rubygc` directory.
Make sure to replace `<homedir>` with a full patch to your actual home
directory.

```bash
$ ./configure --prefix=/<homedir>/rubygc
$ make && make install
```

##### Prepare Aliases

For convenience, add the following lines in your `~/.profile`:

```bash
alias gcruby='~/rubygc/bin/ruby'
alias gcrake='~/rubygc/bin/rake'
alias gcgem='~/rubygc/bin/gem'
alias gcirb='~/rubygc/bin/irb'
alias gcrails='~/rubygc/bin/rails'
```

Don't forget to use your aliases from now on.

### Using Ruby-Prof on MRI and REE

Add Ruby-Prof to your applications' Gemfile if you want to benchmark/profile
under MRI or REE:

```ruby
gem 'ruby-prof', git: 'git://github.com/wycats/ruby-prof.git'
```

Now run `bundle install` and you're ready to go.

Command Line Tools
------------------

Writing performance test cases could be an overkill when you are looking for one
time tests. Rails ships with two command line tools that enable quick and dirty
performance testing:

### `benchmarker`

Usage:

```bash
Usage: rails benchmarker 'Ruby.code' 'Ruby.more_code' ... [OPTS]
    -r, --runs N                     Number of runs.
                                     Default: 4
    -o, --output PATH                Directory to use when writing the results.
                                     Default: tmp/performance
    -m, --metrics a,b,c              Metrics to use.
                                     Default: wall_time,memory,objects,gc_runs,gc_time
```

Example:

```bash
$ rails benchmarker 'Item.all' 'CouchItem.all' --runs 3 --metrics wall_time,memory
```

### `profiler`

Usage:

```bash
Usage: rails profiler 'Ruby.code' 'Ruby.more_code' ... [OPTS]
    -r, --runs N                     Number of runs.
                                     Default: 1
    -o, --output PATH                Directory to use when writing the results.
                                     Default: tmp/performance
        --metrics a,b,c              Metrics to use.
                                     Default: process_time,memory,objects
    -m, --formats x,y,z              Formats to output to.
                                     Default: flat,graph_html,call_tree
```

Example:

```bash
$ rails profiler 'Item.all' 'CouchItem.all' --runs 2 --metrics process_time --formats flat
```

NOTE: Metrics and formats vary from interpreter to interpreter. Pass `--help` to
each tool to see the defaults for your interpreter.

Helper Methods
--------------

Rails provides various helper methods inside Active Record, Action Controller
and Action View to measure the time taken by a given piece of code. The method
is called `benchmark()` in all the three components.

### Model

```ruby
Project.benchmark("Creating project") do
  project = Project.create("name" => "stuff")
  project.create_manager("name" => "David")
  project.milestones << Milestone.all
end
```

This benchmarks the code enclosed in the `Project.benchmark("Creating project") do...end`
block and prints the result to the log file:

```ruby
Creating project (185.3ms)
```

Please refer to the [API docs](http://api.rubyonrails.org/classes/ActiveSupport/Benchmarkable.html#method-i-benchmark)
for additional options to `benchmark()`.

### Controller

Similarly, you could use this helper method inside [controllers.](http://api.rubyonrails.org/classes/ActiveSupport/Benchmarkable.html)

```ruby
def process_projects
  benchmark("Processing projects") do
    Project.process(params[:project_ids])
    Project.update_cached_projects
  end
end
```

NOTE: `benchmark` is a class method inside controllers.

### View

And in [views](http://api.rubyonrails.org/classes/ActiveSupport/Benchmarkable.html:)

```erb
<% benchmark("Showing projects partial") do %>
  <%= render @projects %>
<% end %>
```

Request Logging
---------------

Rails log files contain very useful information about the time taken to serve
each request. Here's a typical log file entry:

```bash
Processing ItemsController#index (for 127.0.0.1 at 2009-01-08 03:06:39) [GET]
Rendering template within layouts/items
Rendering items/index
Completed in 5ms (View: 2, DB: 0) | 200 OK [http://0.0.0.0/items]
```

For this section, we're only interested in the last line:

```bash
Completed in 5ms (View: 2, DB: 0) | 200 OK [http://0.0.0.0/items]
```

This data is fairly straightforward to understand. Rails uses millisecond(ms) as
the metric to measure the time taken. The complete request spent 5 ms inside
Rails, out of which 2 ms were spent rendering views and none was spent
communication with the database. It's safe to assume that the remaining 3 ms
were spent inside the controller.

Michael Koziarski has an [interesting blog post](http://www.therailsway.com/2009/1/6/requests-per-second)
explaining the importance of using milliseconds as the metric.

Useful Links
------------

### Rails Plugins and Gems

* [Rails Analyzer](http://rails-analyzer.rubyforge.org)
* [Rails Footnotes](https://github.com/josevalim/rails-footnotes/tree/master)
* [Query Reviewer](https://github.com/nesquena/query_reviewer)
* [MiniProfiler](http://www.miniprofiler.com)

### Generic Tools

* [httperf](http://www.hpl.hp.com/research/linux/httperf/)
* [ab](http://httpd.apache.org/docs/2.2/programs/ab.html)
* [JMeter](http://jakarta.apache.org/jmeter/)
* [kcachegrind](http://kcachegrind.sourceforge.net/html/Home.html)

### Tutorials and Documentation

* [ruby-prof API Documentation](http://ruby-prof.rubyforge.org)
* [Request Profiling Railscast](http://railscasts.com/episodes/98-request-profiling) - Outdated, but useful for understanding call graphs.

Commercial Products
-------------------

Rails has been lucky to have a few companies dedicated to Rails-specific
performance tools. A couple of those are:

* [New Relic](http://www.newrelic.com)
* [Scout](http://scoutapp.com)